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Bank Secrecy Act/Anti-Money Laundering Examination Manual

Title:
Bank Secrecy Act/Anti-Money Laundering Examination Manual
Format:
Paperback
USA Price: 
$38.00
$19.00
Display Foreign Price
Stock:
In stock
GPO Stock Number:
052-003-01481-5
ISBN:
9780160927508
Description

This manual provides guidance to examiners for carrying out Bank Secrecy Act/Anti-Money Laundering and Office of Foreign Assets Control (OFAC) examinations. An effective Bank Secrecy Act/Anti-Money Laundering compliance program requires sound risk management. This manual also provides guidance on identifying and controlling risks associated with money laundering and terrorist financing.

The purpose of this manual is for bank examiners to assess the structure and management of the organization's Bank Secrecy Act/Anti-Money Laundering compliance program and if applicable, the organization's consolidated or partially consolidated approach to Bank Secrecy Act/Anti-Money Laundering compliance. 

Examination procedures are detailed, including the regulatory requirements and methods for reporting.  These programs include foreign branches and offices of U.S. banks and bank holding companies.  

Transaction Testing methods are included that are specific to the banks' services functions to their customers, such as:

* Deposit Accounts
* Fund Transfers and electronic banking
* Exchanging foreign currency
* Data and payroll services processes
* Check clearing
* Foreign exchange services
* Pouch activities
* Loans and letters of credit
* Lines of credit
* Third-Party Payment Processors
* Privately Owned Automated Teller Machines
* Trade Finance activities
* And more

The appendices section is quite large and comprehensive, including such areas as:
* Applicable regulations cited within the United States Code of Federal Regulations volumes
* Applicable Government website information
* Statutory Definitions of Financial Institutions
* Listing of International Organizations
* Money laundering and Terrorist Financing Red Flags
* Quantity of Risk Matrix
* Enforcement Guidance
* Abbreviations
* And More

 

Other products relating to this topic include the following:

Al-Qaeda: The Many Faces of an Islamist Extremist Threat, Report, June 2006 can be found here: https://bookstore.gpo.gov/products/sku/052-070-07483-3

Operationalizing Counter Threat Finance Strategies can be found at this link: http://bookstore.gpo.gov/products/sku/008-000-01131-1

Economic Security: Neglected Dimension of National Security can be found at this link: http://bookstore.gpo.gov/products/sku/008-020-01617-9  --also available as an ebook at this link: http://bookstore.gpo.gov/products/sku/999-000-44440-9

Armed Groups: Studies in National Security, Counterterrorism, and Counterinsurgency can be found at this link: http://bookstore.gpo.gov/products/sku/008-020-01573-3

 

Crimes, Scams & Fraud resources collection is available here: https://bookstore.gpo.gov/catalog/crimes-scams-fraud

NOTE: NO FURTHER DISCOUNTS FOR ALREADY REDUCED SALE ITEMS.

Table of Contents

Table of Contents:

Introduction
Core Examination Overview and Procedures for Assessing the BSA/AML (Bank Secrecy Act/Anti-Money Laundering) Compliance Program
Core Examination Overview and Procedures for Regulatory Requirements and Related Topics
Expanded Examination Overview and Procedures for Consolidated and Other Types of BSA/AML (Bank Secrecy Act/Anti-Money Laundering)
Compliance Program Structures
Expanded Examination Overview and Procedures for Products and Services
Expanded Examination Overview and Procedures for Persons and Entities
Appendices

Audience

Staffers of the U.S. Federal Reserve System, and Federal Deposit Insurance Corporation on the state level who may be responsible for bank examinations in U.S. banks' domestic and foreign branches will be most interested in this volume.  Policy makers, analysts, and the law enforcement/intelligence community could use this work for reviewing the financial implications that need to be involved or to determine if additional procedures and regulations should be implemented to thwart criminal wrongdoing.  U.S. and Foreign banking attorneys may also have an interest in this manual.

Product Details

Availability Details:
In Stock
USA Price:
$19.00
International Price:
$26.60
Publisher:
Federal Financial Institutions Examination Council
Year/Pages:
2014: 448 p.
Key Phrases:
  • Bank Secrecy Act/Anti Money Laundering Examination Manual
  • Anti Money Laundering Examination Manual
  • Banks and Banking
  • Anti Money Laundering Examination Manual
  • Money Laundering
Weight:
1.375
Quantity Price:
Discount
Cover:
Paper
Unit of Issue (US):
1
Unit of Issue (Non-US):
1
Item available Date:
02/13/2015
Last Status Update:
11/13/2017
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