Bank Secrecy Act/Anti-Money Laundering Examination Manual

This manual provides guidance to examiners for carrying out Bank Secrecy Act/Anti-Money Laundering and Office of Foreign Assets Control (OFAC) examinations. An effective Bank Secrecy Act/Anti-Money Laundering compliance program requires sound risk management. This manual also provides guidance on identifying and controlling risks associated with money laundering and terrorist financing.

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Table of Contents:

Introduction
Core Examination Overview and Procedures for Assessing the BSA/AML (Bank Secrecy Act/Anti-Money Laundering) Compliance Program
Core Examination Overview and Procedures for Regulatory Requirements and Related Topics
Expanded Examination Overview and Procedures for Consolidated and Other Types of BSA/AML (Bank Secrecy Act/Anti-Money Laundering)
Compliance Program Structures
Expanded Examination Overview and Procedures for Products and Services
Expanded Examination Overview and Procedures for Persons and Entities
Appendices

Staffers of the U.S. Federal Reserve System, and Federal Deposit Insurance Corporation on the state level who may be responsible for bank examinations in U.S. banks' domestic and foreign branches will be most interested in this volume.  Policy makers, analysts, and the law enforcement/intelligence community could use this work for reviewing the financial implications that need to be involved or to determine if additional procedures and regulations should be implemented to thwart criminal wrongdoing.  U.S. and Foreign banking attorneys may also have an interest in this manual.