Cfr Title 17 Pt 200-239 ; Code Of Federal Regulations(2021)

Cfr Title 17 Pt 200-239 ; Code Of Federal Regulations(2021)
Title:
Code Of Federal Regulations, Title 17, Commodity and Securities Exchanges, Part 200-239, Revised as of April 1, 2021
Agency Publisher: 
National Archives and Records Administration (NARA)
Office of the Federal Register (OFR)
Format:
Paperback
USA Price: 
$66.00 Display Foreign Price
Stock:
In stock
GPO Stock Number:
869-094-00056-1
ISBN:
9780160960901
Description

17 CFR, Pts. 200-239 , includes rules, regulations, procedures and administrative procedures associated with TITLE 17—Commodity and Securities Exchanges, CHAPTER II—SECURITIES AND EXCHANGE COMMISSION.

 

Table of Contents

200

200.1 to 200.800

ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

201

201.31 to 201.1106

RULES OF PRACTICE

202

202.1 to 202.190

INFORMAL AND OTHER PROCEDURES

203

203.1 to 203.8

RULES RELATING TO INVESTIGATIONS

204

204.1 to 204.77

RULES RELATING TO DEBT COLLECTION

205

205.1 to 205.7

STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER

209

209.0-1 to 209.1

FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE

210

210.1-01 to 210.13-02

FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975

211

INTERPRETATIONS RELATING TO FINANCIAL REPORTING MATTERS

227

227.100 to 227.504

REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS

228

[RESERVED]

229

229.10 to 229.1406

STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K

230

230.100 to 230.1001

GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933

231

INTERPRETATIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER

232

232.10 to 232.600-232.903

REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS

239

239.0-1 to 239.900

FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933

Audience

Lawyers, law librarians and law students should be familiar with the Code of Federal Regulations. Law libraries and some academic libraries should have a copy of this publication for their patrons. In addition, members of government and policymakers, members of Congress, tax preparers, investment counselors and brokers, social activists, political consultants, media writers and producers, university instructors and professors, political scientists, and taxpayers.                                                                                                   

Product Details

Availability Details:
In Stock
USA Price:
$66.00
International Price:
$92.40
Publisher:
National Archives and Records Administration, Office of the Federal Register
Key Phrases:
  • CFR Title 17
  • Commodity
  • Securities and Exchanges
Weight:
2.25
Quantity Price:
Discount
Cover:
Paper
Unit of Issue (US):
1
Unit of Issue (Non-US):
1
Record Creation Date:
05/12/2021
Last Status Update:
05/23/2022
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