
17 CFR, Pts. 200-239 , includes rules, regulations, procedures and administrative procedures associated with TITLE 17—Commodity and Securities Exchanges, CHAPTER II—SECURITIES AND EXCHANGE COMMISSION.
200
200.1 to 200.800
ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
201
201.31 to 201.1106
RULES OF PRACTICE
202
202.1 to 202.190
INFORMAL AND OTHER PROCEDURES
203
203.1 to 203.8
RULES RELATING TO INVESTIGATIONS
204
204.1 to 204.77
RULES RELATING TO DEBT COLLECTION
205
205.1 to 205.7
STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
209
209.0-1 to 209.1
FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE
210
210.1-01 to 210.13-02
FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
211
INTERPRETATIONS RELATING TO FINANCIAL REPORTING MATTERS
227
227.100 to 227.504
REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS
228
[RESERVED]
229
229.10 to 229.1406
STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K
230
230.100 to 230.1001
GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933
231
INTERPRETATIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER
232
232.10 to 232.600-232.903
REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS
239
239.0-1 to 239.900
FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Lawyers, law librarians and law students should be familiar with the Code of Federal Regulations. Law libraries and some academic libraries should have a copy of this publication for their patrons. In addition, members of government and policymakers, members of Congress, tax preparers, investment counselors and brokers, social activists, political consultants, media writers and producers, university instructors and professors, political scientists, and taxpayers.
Product Details
- CFR Title 17
- Commodity
- Securities and Exchanges