17 CFR, Pts. 1-40, includes rules, regulations, procedures and administrative procedures associated with Commodity and Securities Exchanges, COMMODITY FUTURES TRADING COMMISSION, 2020
1
1.1 to 1.75
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
2
2.1 to 2.4
OFFICIAL SEAL
3
3.1 to 3.75
REGISTRATION
4
4.1 to 4.41
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
5
5.1 to 5.25
OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
7
7.1
REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
8
[RESERVED]
9
9.1 to 9.33
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
10
10.1 to 10.114
RULES OF PRACTICE
11
11.1 to 11.8
RULES RELATING TO INVESTIGATIONS
12
12.1 to 12.408
RULES RELATING TO REPARATIONS
13
13.1 to 13.2
PROCEDURES FOR PETITIONS FOR RULEMAKING
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14.1 to 14.10
RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
15
15.00 to 15.06
REPORTS—GENERAL PROVISIONS
16
16.00 to 16.07
REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES
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17.00 to 17.04
REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
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18.00 to 18.06
REPORTS BY TRADERS
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19.00 to 19.03-19.10
REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS AND BY MERCHANTS AND DEALERS IN COTTON
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20.1 to 20.11
LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS
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21.00 to 21.06
SPECIAL CALLS
22
22.1 to 22.17
CLEARED SWAPS
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23.1-23.20 to 23.704
SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
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30.1 to 30.13
FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
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31.1-31.2 to 31.29
LEVERAGE TRANSACTIONS
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32.1 to 32.5
REGULATION OF COMMODITY OPTION TRANSACTIONS
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33.1 to 33.11
REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY
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34.1 to 34.3
REGULATION OF HYBRID INSTRUMENTS
35
35.1
SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)
36
[RESERVED]
37
37.1 to 37.1501
SWAP EXECUTION FACILITIES
38
38.1 to 38.1201
DESIGNATED CONTRACT MARKETS
39
39.1 to 39.42
DERIVATIVES CLEARING ORGANIZATIONS
40
40.1 to 40.12
PROVISIONS COMMON TO REGISTERED ENTITIES
Lawyers, law librarians and law students should be familiar with the Code of Federal Regulations. Law libraries and some academic libraries should have a copy of this publication for their patrons. In addition, members of government and policymakers, members of Congress, tax preparers, investment counselors and brokers, social activists, political consultants, media writers and producers, university instructors and professors, political scientists, and taxpayers.
Product Details
- CFR Title 17
