Cfr Title 17 Pt 1-40 ; Code Of Federal Regulations(paper)2019

Cfr Title 17 Pt 1-40          ; Code Of Federal Regulations(paper)2019
Title:
Code Of Federal Regulations, Title 17, Commodity and Securities Exchanges, Part 1-40, Revised as of April 1, 2019
Format:
Paperback
USA Price: 
Stock:
In stock
GPO Stock Number:
869-090-00054-9
ISBN:
9780160951626
Description

17 CFR, Pts. 1-40, includes rules, regulations, procedures and administrative procedures associated with TITLE 17—Commodity and Securities Exchanges, CHAPTER I—COMMODITY FUTURES TRADING COMMISSION

Table of Contents

1

1.1 to 1.75

GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT

2

2.1 to 2.4

OFFICIAL SEAL

3

3.1 to 3.75

REGISTRATION

4

4.1 to 4.41

COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS

5

5.1 to 5.25

OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS

7

7.1

REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION

8

[RESERVED]

9

9.1 to 9.33

RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS

10

10.1 to 10.114

RULES OF PRACTICE

11

11.1 to 11.8

RULES RELATING TO INVESTIGATIONS

12

12.1 to 12.408

RULES RELATING TO REPARATIONS

13

13.1 to 13.6

PUBLIC RULEMAKING PROCEDURES

14

14.1 to 14.10

RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

15

15.00 to 15.06

REPORTS—GENERAL PROVISIONS

16

16.00 to 16.07

REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES

17

17.00 to 17.04

REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS

18

18.00 to 18.06

REPORTS BY TRADERS

19

19.00 to 19.03-19.10

REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS AND BY MERCHANTS AND DEALERS IN COTTON

20

20.1 to 20.11

LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS

21

21.00 to 21.06

SPECIAL CALLS

22

22.1 to 22.17

CLEARED SWAPS

23

23.1-23.20 to 23.704

SWAP DEALERS AND MAJOR SWAP PARTICIPANTS

30

30.1 to 30.13

FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS

31

31.1-31.2 to 31.29

LEVERAGE TRANSACTIONS

32

32.1 to 32.5

REGULATION OF COMMODITY OPTION TRANSACTIONS

33

33.1 to 33.11

REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY

34

34.1 to 34.3

REGULATION OF HYBRID INSTRUMENTS

35

35.1

SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)

36

[RESERVED]

37

37.1 to 37.1501

SWAP EXECUTION FACILITIES

38

38.1 to 38.1201

DESIGNATED CONTRACT MARKETS

39

39.1 to 39.42

DERIVATIVES CLEARING ORGANIZATIONS

40

40.1 to 40.12

PROVISIONS COMMON TO REGISTERED ENTITIES

Audience

Lawyers, law librarians and law students should be familiar with the Code of Federal Regulations. Law libraries and some academic libraries should have a copy of this publication for their patrons. In addition, members of government and policymakers, members of Congress, tax preparers, investment counselors and brokers, social activists, political consultants, media writers and producers, university instructors and professors, political scientists, and taxpayers.

 

Product Details

Availability Details:
Backordered
USA Price:
$65.00
International Price:
$91.00
Publisher:
National Archives and Records Administration, Office of the Federal Register
Key Phrases:
  • CFR Title 17
Weight:
2.1875
Quantity Price:
Discount
Cover:
Paper
Unit of Issue (US):
1
Unit of Issue (Non-US):
1
Record Creation Date:
06/12/2019
Last Status Update:
08/21/2019
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